Client onboarding

Client Onboarding & Investor Profile Form

Takes about 5–8 minutes. Fields marked * are required. Your answers are saved on this device as you type, so you can come back and finish later.

Step 1 of 2

1. CLIENT IDENTIFICATION & CONTACT

Full name*

Date of birth*

Format DD/MM/YYYY. Use the calendar button to pick a date.

Telephone / mobile*

Type a country or code

Primary email*

2. INVESTMENT EXPERIENCE & ALLOCATION

Market Experience*

AFoundational — 0 to 1 yearBExperienced — 2 to 4 yearsCSophisticated — 5 years or more

Starting Capital - (in $USD)*

Withdrawal Frequency (Only Preference - totally depends on condition and calculations of profits of the portfolio at that specific time)*

AQuaterlyBYearlyCCUSTOM - describe in the box below

Custom withdrawal details*

3. INVESTMENT MANDATE & RISK PROFILE

Primary objective*

AA — Capital preservation. Downside protection is the priority.BB — Core growth. Steady compound appreciation in quality US leaders.CC — Aggressive growth. Higher beta, thematic momentum, alpha focus.

Risk tolerance*

A1 — Low. Uncomfortable above a 10% drawdown.B2 — Moderate. Accepts normal 10%–20% market swings.C3 — High / dynamic. Accepts 25%+ swings in pursuit of return.

Time horizon*

ATactical — under 1 yearBMedium — 1 to 3 yearsCLong-term — 3 to 5 years or moreDCustom Horizon - describe in the field below

Custom horizon / notes*

Restricted tickers / sectors*

4. BROKERAGE USE

Which brokerage firm you currently use for holdings & execution*

5. Options Trading Authorization

Optional. Separate from the US equity and ETF mandate. Listed US equity and ETF options are not permitted unless this section is completed and the election below is Enable. If options are not enabled, leave the rest of this section blank.

Select One*

AEnable OPTIONS TRADING with Investing / Mix & MatchBDO NOT ENABLE OPTIONS TRADING, Equity and ETF mandate only.CEnable ONLY OPTIONS TRADING

Options can lose the entire premium, and short options can lose more than the premium received. Marking Enable means the client has read and accepts the following.
- Leverage. A small premium controls a larger notional. Losses can be rapid and can exceed the debit paid on short or undefined positions.
- Time decay. Long options lose value as expiration approaches, even if the underlying price does not move.
- Expiration. Worthless expiration is a normal outcome. There is no obligation to roll, exercise, or close a position before expiry.
- Assignment and exercise. Short calls and short puts can be assigned at any time. Assignment can create a stock position, a cash debit, or a stock delivery the client must meet at the broker.
- Gap, halt, and liquidity. Wide spreads, halts, and opening gaps can prevent exit at the expected price. Stops do not guarantee a fill.
- Early close and corporate actions. Splits, mergers, special dividends, and contract adjustments can change terms, multiplier, and deliverable.
- Currency. Contracts, premium, and settlement are in USD. A non-USD client bears conversion risk.
- No guarantee. Options are not a hedge unless a protective position is actually open. Past results do not predict future results. The manager does not guarantee income from covered calls or protection from decline.

Confirmation*

I hereby, confirmed and understand full options trading disclosure with its terms and conditions

6. FEE ELECTION

Billing preference*

AMonthly — end of each calendar monthBQuarterly — end of Q1, Q2, Q3, Q4CAnnual — year-endDCustom — describe in the field below

Custom billing notes*

* Payments will be accepted by Invoice generation through third part app with multiple payments options according to your needs Currency accepted USD,CAD & INR

All the billing details will be sent separately after assessing the client's portfolio.

I Agree

7. MANDATORY ACKNOWLEDGEMENTS

1. Capital risk: I understand that US equities can decline, and that I may lose some or all of the capital allocated to this strategy.*

AAGREED

2. Discretionary authority: I authorize the manager to buy, sell, and rebalance US stocks and ETFs in the designated account without prior approval of each order.*

AAGREED

3. Custody: My capital remains in my own brokerage account. The manager has no authority to withdraw or transfer funds.*

AAGREED

4. Unofficial arrangement: This is a private contractual portfolio relationship. The manager is not acting as a broker-dealer, bank, or depository.*

AAGREED

5. No guarantee: Past results, models, and backtests do not predict future performance. The manager does not guarantee profits or protection from loss.*

AAGREED

6. Currency: All valuations, trades, and fees are in USD. If my home currency is not USD, I bear the conversion risk.*

AAGREED

8. DECLARATION & EXECUTION

Account Holder Signature Or Initials*

Sign with your mouse or finger

Account Holder Execution Date*

Format DD/MM/YYYY. Use the calendar button to pick a date.

✓

Thank you!

Your onboarding form has been received. We'll review your profile and be in touch with next steps.

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Independent research and commentary. Not investment advice, a solicitation, or an offer to buy or sell any security or derivative.